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Part I: The Scene Before and After SOX. |
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Chapter 2. SOX in Sixty Seconds. |
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Chapter 3. SOX and Securities Regulations. |
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Chapter 4. SOX and Factual Financial Statements. |
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Part II: SOX in the City: Meeting New Standards. |
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Chapter 5. A New Audit Ambience. |
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Chapter 6. A Board to Audit the Auditors. |
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Chapter 7. The Almighty Audit Committee. |
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Chapter 8. Building Boards That Can't Be Bought. |
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Chapter 9. SOX: Under New Management. |
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Chapter 10. More Management Mandates. |
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Part III: Surviving Section 404. |
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Chapter 11. Clearing Up Confusion About Control. |
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Chapter 12. Surviving a Section 404 Audit. |
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Chapter 13. Taking the Terror Out of Testing. |
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Part IV: Software for SOX Techies. |
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Chapter 14. Surveying SOX Software. |
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Chapter 15. Working with Some Actual SOX Software. |
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Part V: To SOX-finity and Beyond. |
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Chapter 16. Lawsuits Under SOX. |
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Chapter 17. The Surprising Scope of SOX. |
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Part VI: The Part of Tens. |
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Chapter 18. Ten Ways to Avoid Getting Sued or Criminally Prosecuted Under SOX. |
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Chapter 19. Ten Tips for an Effective Audit Committee. |
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Chapter 20. Ten Smart Management Moves. |
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Chapter 21. Ten Things You Can't Ask an Auditor to Do After SOX. |
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Chapter 22. Top Ten Places to Get Smart About SOX. |
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Appendix A: The Entire Sarbanes-Oxley Act. |
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Appendix B: Sample Certifications. |
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Appendix C: Sample Audit Committee Charter. |
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Appendix D: Sample Audit Committee Report. |
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Appendix E: Sample Corporate Governance Principles. |
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Appendix F: Sample Code of Ethics. |
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Appendix G: Sample SAS 70 Report. |
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